Compliance Analyst - Investment Banking Markets

Permanent | £38000 - £48000 per annum | City | England | 14.09.18

Our client an international investment bank are looking for a Compliance Officer to join their markets Compliance team supporting the equity and fixed income markets businesses. The role reports to the head of Compliance and supports the businesses in relation to a variety of international regulation.


  • Respond to front office and client queries
  • Conduct surveillance on trading activity investigating transactions as relevant
  • Conduct Compliance monitoring as required
  • Interaction with regulators and exchanges as required


  • Prior experience in Compliance and knowledge of markets and applicable regulation required
  • Strong academics required and relevant exams preferable (e.g. CISI)
  • Must be able to interact with a variety of stakeholders

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